7. The Seven Factors of Enlightenment
 
    The Seven Factors of Enlightenment are mindfulness, investigation of the truth, energy, rapture, tranquility, concentration and equanimity. So, we have three concepts from the Five Spiritual Faculties and four that seem new but have actually already been touched on to some degree. The order here is actually closely related to the stages of something called “The Progress of Insight,” which is like a map of standard stages through which diligent insight meditators pass in cycles. This connection is a fairly advanced topic that will be explored later.
    The Seven Factors of Enlightenment might be regarded as a pyramid with mindfulness as the base and each factor supporting and helping create the other. However, every factor is also important at every stage as well, so we will look into each of these and see what they can tell us.
    Mindfulness has already been covered above, but in terms of practice I will say that mindfulness can be really useful in sorting out what is mind and what is body, as mentioned on the section on impermanence in the Three Characteristics. You might want to read that one again, as it is really relevant to practically applying these first two factors of enlightenment. Basically, we need to know the basic sensations that make up our world. This is the crucial foundation of insight practices. Not surprisingly, the first classic insight that leads to the others is called “Knowledge of Mind and Body” and arises when we learn to clearly distinguish between the two as they occur.
    So with mindfulness we sort out what is physical, what is visual, what is mental, what is pleasant, what is unpleasant, what is neutral, and all of that. We can know what is a mental sensation and what is a related physical feeling. We can know what specific sensations make up our emotions. We can know each thing and the mental impression of it that follows it. We can know the intentions that precede actions and thoughts. We can know where sensations are in relation to each other. We can know exactly when they occur and how they change during their very brief stay. We can and should sort these out as best we can. Be patient and precise. Become fluent in the sensations that make up your reality.
    While I have tried to avoid advocating one specific insight tradition or technique over any other, there is an exercise that you might find helpful when trying to do this. It is commonly called “Noting,” and it has its origins in the Pali Canon in Sutta #111, One by One as They Occurred, of The Middle Length Discourses of the Buddha (very worthwhile reading). It is used primarily in the Mahasi Sayadaw insight tradition from Burma, though related exercises are found in various Zen traditions, notably Soto Zen and Korean Chan, and probably in Tibetan Hinayana traditions as well.
    Noting is the practice that got me the most breaks and insights in my early practice, particularly when coupled with retreats, and my enthusiasm for it is understandably extreme. I still consider it the foundation of my practice, the technique that I fall back on when things get difficult or when I really want to push deep into new insight territory. Thus, of all the techniques and emphases I mention in this book, take this one the most seriously and give it the most attention. Its simplicity belies its astonishing power.
    The practice is this: make a quiet, mental one-word note of whatever you experience in each moment. Try to stay with the sensations of breathing, noting these quickly as “rising” (as many times as the sensations of the breath rising are experienced) and then “falling” in the same way. This could also be considered fundamental insight practice instructions. When the mind wanders, notes might include “thinking,” “feeling,” “pressure,” “tension,” “wandering,” “anticipating,” “seeing,” “hearing,” “cold,” “hot,” “pain,” “pleasure,” etc. Note these sensations one by one as they occur and then return to the sensations of breathing.
    Here are some valuable tips for successful noting. Don’t get too neurotic about whether or not you have exactly the correct word for what arises. The noting should be as consistent and continuous as possible, perhaps one to five times per second. Speed and an ability to keep noting no matter what arises are very important. Anything that derails your noting practice deserves aggressive and fearless noting the next time it arises. Note honestly and precisely. So long as you note whatever arises, you know that you were mindful of it. Noticing each sensation and those that follow, you will see their true nature. Seeing their true nature, you will gain profound insights.
    What the sensations are doesn't matter one bit from the point of view of noting practice. What is important is that you know what they are. The difference between these two perspectives should be clearly understood. This practice is directly related to Koan practices such as “what is it?” and is loosely related to breathing exercises where you count breaths from 1 to 10.
    One of my very best insight meditation teachers, a monk from Singapore, would hold interviews every two days while I was on my third retreat. It was a beautiful center in Penang, Malaysia that was very conducive to practice. I would come in and describe all sorts of experiences that I was all excited about, and he would simply listen calmly to me go on and on and then finally ask, “Did you note it?”
    That was almost all he ever said. It was amazing how easy it was to forget that simple instruction, and equally amazing how extremely useful it was when I remembered to follow it. He didn't seem to care about anything other than that I get to know my reality as it was with great precision and consistency. I knew very little theory then, but during those two weeks I practiced noting quickly all day long and made the fastest progress I have ever made in my life, getting all the way to the very brink of first awakening in a mere 14-day retreat. Since that time, I have been a big fan of this particularly direct and down-to-earth method.
    There are many techniques for waking up to the truth of our experience, of which noting is just one. I have found it to be extremely powerful and fast, but each person must find what works for them. The trick is to get to know one's reality as it is, and what techniques one uses to do this do not matter much so long as they work and bring results. What is meant by “results” will be clearly spelled out in The Progress of Insight in Part III.
    Once we start to know what our objects are, what our actual reality is, then we can get down to the good stuff: knowing the truth of these things, called appropriately investigation of the truth, also called investigation of the dharma. Dharma just means truth. So, once mindfulness has made things a bit clearer we can know that things come and go, don't satisfy and ain't us. Hey, the Three Characteristics again! They are the truth, the sooner we understand this the better, and nothing helps us understand them like seeing them again and again.
    Forgive this brief digression, but I am no fan of the popular term “mindfulness meditation,” as mindfulness is essential for both concentration practices (which lead to temporary bliss states) and insight practices (which lead to fundamental freedom). The crucial difference between these meditation practices is that insight practices also stress investigation of the Three Characteristics, whereas concentration practices emphasize stabilizing in the illusion of solidity and continuity while ignoring the fact that the sensations that make up this are all impermanent, etc. Thus, I hope that one day the modern meditation world drops this confusing term in favor of more precise language.
    In addition to the categories of sensations mentioned above in Mindfulness, one could also consider consistent investigation of all sensations that seem to have to do with the direction and movement of attention, as well as investigating all sensations that have to do with questioning, wanting, the application of energy and even the individual sensations that make up the process of investigation itself. These are very interesting objects, as are “the hindrances.”
    Traditionally, books on meditation spend a lot of time discussing the possible hindrances to meditation. I will not. The hindrances are an important topic, but they can easily begin to seem more ominous than they really are. Hindrances are just anything of which we were not mindful and of which we did not investigate the truth. Now that we know to be mindful and investigate the Three Characteristics of all moment-to-moment experiences, there will only be hindrances when we forget to do this.
    If we do not forget to do this, there will be no hindrances. No phenomena are inherently a hindrance unless we do not understand them. If we did not understand at least one of the Three Characteristics of each of the sensations that make up a phenomenon, no matter what it was, it was a hindrance. Remember that the content of reality is not our concern in insight meditation, but the ultimate truth of the sensations that make up experiential reality is. So whatever seems to be in the way of your practice, remember that the experience of that moment is the practice and contains all the truth you could ever need! All phenomena are of the nature of ultimate truth. When we know deeply that these are all of the nature of ultimate truth, phenomena cease to be a fundamental problem.
    The Buddha was a master of teaching through analogies that were easily accessible to those listening to him. I am certainly not in his league in this regard, and this will be clearly demonstrated by the analogy I am about to use for investigation. However, it has its points, and so after much consideration, I have included it here.
    The Buddha gave his analogies names, and I have named this one “The Analogy of Shootin’ Aliens.” Bear with me here! Just about all of us in this day and age have at least seen if not played video games involving shooting aliens. As the game goes on, the aliens come in faster and faster, some taking multiple hits to kill them. Some of these games penalize us for wasting ammunition, causing us to really focus on exactly where and when these aliens are arising, so that we may shoot them exactly when they arise as efficiently as possible before they shoot us.
    A few of you may already be thinking, “Get that bloody and violent analogy out of this book of holy wisdom!” The Buddha used many similar analogies, one of which comes to mind is has to do with a horse trainer (teacher) who kills horses that simply will not be broken (stops teaching unreachable students). Thus, you pansy critics can all drop dead.
    Anyway, in this analogy the aliens are all of the little sensations that make up our experience. Shooting them is paying attention to them and seeing their true nature, perhaps with the aid of noting practice (like a gun with laser sight on it). The aliens shooting us is what happens when we do not see their true nature, as they become a hindrance, binding us on the wheel of suffering for the duration of our inability to shoot them. Some may even take us out of the game (cause us stop practicing entirely). The aliens that take multiple hits to kill are our big issues, those things that are difficult for us to break into their composite sensations. Being penalized for shooting wastefully is what can happen if we note sensations that we didn’t actually experience because we fell into repetitive, imprecise, mantra-like noting habits.
    Further, the speed, precision and playful attitude required for video games is exactly like the feel of well-done insight practices. If you watch some kid playing a fast alien-shooting game, you will notice that they are really going for it. They are shooting very fast and definitely not thinking about anything but doing that. This is exactly the sort of dedication and passion that helps with insight practices.
    When our mindfulness and investigation are on hair trigger, being aware of every little sensation that arises and passes, we are bound to win sooner or later. The motto, “Note first, ask questions later,” is just so helpful if we are to keep practicing precisely without getting lost in the stories. Again, off the cushion the stories can have some value if not taken too seriously. On the cushion, take no prisoners: “Note ‘em all, and let God sort ‘em out!” This is seemingly extreme but actually very powerful and profound advice. Do not dismiss easily The Analogy of Shootin’ Aliens.
    Where the Analogy of Shootin’ Aliens breaks down is that all these aliens want is attention and acceptance. They come to us so that we will greet them clearly and openly, but if we fail to do this they can get very troublesome. Their little alien hearts are being broken when we don’t get to know them as they are, so who can blame them when they get mischievous and try to trick us into paying more attention to them by causing trouble. Sure, it’s a bit childish of them, but we don’t always get to meet mature and well-adjusted aliens.
    Thus, rather than killing our aliens by shooting them, we give them what they want by noticing or noting them. We don’t invite the pretty ones to stay with us forever, nor do we ignore the boring aliens. We don’t kick the ugly ones from our door either. Like a politician on the campaign trail, we extend a hand to all, say, “Hello!” and then quickly do this for lots of others. When we meet them, greet them, get to know, accept and even love them, they go away happy. I realize that I’ve just gone from being excessively violent to being excessively sentimental, but somewhere in there is what insight practices are all about.
    I have already mentioned numerous possible exercises, perspectives and emphases that may be used when exploring our reality for the purpose of awakening, and I will continue to mention more as we go along. However, I recommend that the foundation of your practice be investigation of the Three Characteristics of the sensations that make up your reality. If you find it too complicated to try to investigate all Three Characteristics at once, then I recommend quick and precise investigation of impermanence. If this seems too difficult, I have found the simple practice of noting very quickly to be more than sufficiently powerful for gaining clear and direct insights into the true nature of thing. Should you find that the numerous instructions and avenues of inquiry I present to be too confusing, remember this paragraph and stick to these simple but profound practices. “When in doubt, note it out!”
    So, we diligently investigate the ultimate truth of our experience, and this can actually be really invigorating once we get into it. Just as playing video games can be very exciting, we have lots of sensations coming in all the time that are just screaming to be understood. When we rise to this challenge, things can really begin to jump. Once we have sorted out what is mind and what is body and begun to see a bit of the Three Characteristics, this in itself can produce lots of energy, the third of the seven factors. This can be just a bit scary at first until we get used to how quick and powerful our minds can be. As mentioned in the Five Spiritual Faculties, energy is a very good thing, as it obviously energizes our practice. We can almost always call up just a bit more energy when we need it, and this is a good thing to realize. However, being mindful and investigating diligently can also lead to increased energy, so now you have more than one way to go about this! Thank you, Seven Factors of Enlightenment!
    When energy comes on line with mindfulness and investigation, this can produce something called rapture. Rapture has two general meanings, the first of which relates to deep joy, pleasure, and enthusiasm. These are valuable spiritual qualities, and Ye of Dark Puritanical Inklings take heed of this! It is much easier going on the spiritual path if we are generally enthusiastic about what we are doing.
    This should be no surprise, but somehow it is often overlooked. I'm definitely not advocating hedonistic Epicureanism here, but to walk the spiritual path with a sense of joy, a sense of wonder, a bit of a smile and especially a sense of humor is really good for you and everyone who has to be near you. Sure, there will be hard times and difficulties that can have good lessons to teach us, but be open to what joy and happiness life can bring.
    Spiritual practice can also produce all kinds of odd experiences, some of which can be very intense, bizarre and far out. This is the other connotation of the word rapture, as these are commonly referred to as “raptures.” Some of these might be really pleasant, some may just be weird, and some might completely suck. All the strange physical sensations, pains, pleasures, movements, visions, lights, perception distortions, etc., which may or may not show up as a result of spiritual practice are all just raptures. Repeat, just raptures. Don't get hung up on them or make stories out of them, as compelling as they can be, and don't think that they are required either: they aren't. The sensations that make them up come, go, ain't you, and don't satisfy. Most are just byproducts of meditation and strong concentration. Many produce no wisdom. Some, of course, can provide deep insights into the truth of things, but don't get stuck on these. Many of these lessons show up once and never again.
    Some people can get so serious and fixated on suffering that they fight the pleasant raptures and even cling to the difficult ones. Don't do this! The joy and pleasure that may arise in meditation has wonderful healing aspects to it, and it can lead to deep tranquility, concentration and equanimity, which are all really good things. Don't cling to pleasant states either, as you will just get stuck and be frustrated when they end, which they always do. In general, if you try to fight or cling to raptures you will get stuck, and if you can accept them as they are this will be of benefit. See equanimity at the end of this list, as well as the expertly written Chapter 9 of A Path with Heart by Jack Kornfield.
    This is a good place for me to mention the concept of vedena, which is a Pali word that relates to the degree of pleasantness, unpleasantness or neutrality of a sensation. If one pays too much exclusive attention to sensations that are either pleasant, unpleasant, or neutral, while ignoring the other sensations going on at that time, then one is likely to be missing many opportunities for insight. Preoccupation with pleasant sensations can cause one to become a vapid bliss-junkie. Preoccupation with unpleasant sensations can cause one to become dark and depressed. Preoccupation with neutral sensations can cause one to become dull and emotionally flat. (Thanks to the esteemed Christopher Titmuss for the inspiration for this paragraph). Our experience tends to be a complex mixture of many flavors of sensations. They are all quite worthy of investigation.
    The take-home message here is that rapture and raptures are to be understood as they are and related to wisely, accepting all sensations that make them up, be they pleasant, unpleasant, or neutral. Learn when to put the breaks on practice if the difficult raptures are teaching you their important lessons a bit too fast for you to keep it together, and learn how to open to the wonderful joy and bliss which spiritual practice may sometimes produce.
    Joy, bliss and rapture can produce tranquility. We can associate being peaceful with tranquility. Focusing on tranquility and a more spacious and silent perspective in the face of difficult raptures can help you ride them out, and just sitting silently and observing reality do its thing can be very powerful practice. There are actually whole schools of spiritual practice dedicated to this. Thus, tranquility is a really good thing in meditation. We may think of great spiritual masters being internally tranquil, and while it may or may not be true, there are reasons why we associate tranquility with spirituality. A mind that is not tranquil will have a harder time concentrating and being balanced. It is just as simple as that. Being kind and moral can help with tranquility, as this lessens the harsh thought patterns in our minds.
    This does not mean that non-tranquil moments are not “spiritual” or that we must adopt some sort of restrained and artificial flatness. Remember, all types of sensations, mind states and actions are valid phenomena for investigation and real expressions of what is going on. Real tranquility comes from a deep understanding of all of this, but all too often this ideal becomes some sort of dehumanizing exercise in passivity. Real tranquility often comes naturally, though it may be skillfully cultivated as well. Cultivating equanimity of the kind mentioned later is helpful for cultivating tranquility, as is deepening in pure concentration practices, the second spiritual training. Tranquility, concentration and equanimity are intimately related.
    Concentration we have seen twice before, and we will see it again in much more detail in Part III. One of the challenges of deep tranquility is keeping the mind concentrated. This may seem like a direct contradiction to what I have just said, but there may be stages of practice where there can be so much tranquility that the mind can get quite dull and hard to focus. So, just as tranquility is good for concentration and acceptance, too much is similar to not having enough energy. Remember, balance and strengthen, strengthen and balance.
    As these are the Seven Factors of Enlightenment, they apply directly to insight practices, training in wisdom. Thus, the concentration being referred to here is a very different kind of concentration than that used for attaining high concentration states. It is called “momentary concentration.” In the context of insight, concentration really means that we are able to very consistently investigate each sensation that arises, one after the other. In this way, we have stability of our ability to investigate, in that it can happen again and again without interruption, but we are not trying to attain stable states or anything else, as we are doing insight practices.
    As mentioned before, concentration can produce great stability of mind, and this can lead to equanimity. Equanimity is that quality of mind that is okay with things, or balanced in the face of anything, even a lack of equanimity. This may sound a bit strange, but it is well worth considering. Equanimity also relates to a lack of struggle even when struggling, to effortlessness even in effort, to peacefulness even when there is not tranquility. When equanimity is really well developed, one is not frightened of being afraid, worried by being concerned, irritated by being irritated, pissed off at being angry, etc. The fundamental nature of the mind is imperturbable and absolutely equanimous; phenomena do not disturb space or even fundamentally disturb themselves from a certain point of view.
    There are actually whole spiritual traditions that involve just tuning into this basic truth. There can be great value in learning to see the space around things, rather than just being caught up in the things themselves. A useful phrase from one of these traditions is “cultivating space-like meditative equipoise.” The more we habituate this way of being, the more we connect with the truth of our minds.
    There are also some really excellent teachings, especially from Zen and Daoism (also spelled Taoism), that relate to this, such as the teachings about no defilements, no enlightenment (or practice is enlightenment), nothing to perfect, no where to go, etc., and checking in with some of these teachings can be very helpful. This is the important counterbalance to spiritual striving and gung-ho practice that can get very future-oriented if done incorrectly. In the end, even if you have all kinds of insights, if you don't have equanimity, you will be beating your head against a wall, and it actually might feel like that or worse.
    Once again we are back to knowing this moment just as it is. This “just as it is” quality is related to mindfulness and also to equanimity. In the end, we have to just accept the truth of our lives, of our minds, of our neuroses, of our defilements, of impermanence, of suffering, and of egolessness. We have to accept this, and this is what they are talking about when they say “just open to it,” “just be with it,” “just let it be,” “just let it go,” and all of that.
    From a pure insight practice point of view, you can’t ever fundamentally “let go” of anything, so I sometimes wish the popularity of this misleading and indifference-producing admonition would decline, or at least be properly explained. However, if you simply investigate the truth of the Three Characteristics of the sensations that seemed to be a solid thing, you will come to the wondrous realization that reality is continually “letting go” of itself! Thus, “let it go” at its best actually means, “don’t give a bunch of transient sensations an excessive sense of solidity.” It does not mean, “stop feeling or caring,” nor does it mean, “pretend that the noise in your mind is not there.”
    If people start with “just open to it” and yet don't develop strong mindfulness, look into the Three Characteristics and gain deep insights, then their practice may be less like meditation and a lot more like psychotherapy, day dreaming, or even self-absorbed, spiritually-rationalized, neurotic indulgence in mind noise. It was noticing the high prevalence of this activity and the pervasive and absurd notion that there was no point in trying to get enlightened that largely demolished my vision of being a happy meditation teacher in some mainstream meditation center somewhere.
    Psychotherapy, on the other hand, can be a fine undertaking, but it is a completely different endeavor from meditation and falls squarely in the domain of the first training. I do not, however, advocate wallowing in self-absorbed mind noise, and anyone who has been to a small group meeting on a meditation retreat knows what I am talking about. This is what happens when people don’t ground the mind in the object of meditation.
    On the other hand, even if you gain all kinds of strong concentration, look deeply into impermanence, suffering and no-self, but can't just open to these things, can't just let them be, can't accept the sometimes absurd and frightening truths of your experience, then you will likely be stuck in hell until you can, particularly in the higher stages of insight practices.
    Reflect on these previous three paragraphs now and often, as many, many errors on the spiritual path come from not understanding the points made therein. Too often there is an imbalance between the first three (mindfulness, investigation, and energy), and the last three (tranquility, concentration and equanimity). The vast majority of aspiring insight meditators are, to be honest, way, way, way too slack about the first three. Just so, some gung-ho meditators get into trouble when they don't cultivate enough acceptance, balance and peace, related to the second three. When people focus only on the middle factor, rapture, they become vapid bliss-junkies. In short, all seven factors are very important.
    The order here is important. Start with good technique, mindfulness, investigation, etc., and work on the others along the way. In summary, you must have both insights and acceptance, and each perspective can and should help the other along the way. They are actually one and the same.
    One last thing about equanimity: its near enemy, its deadening impostor, is indifference. Real equanimity is accepting of the full range of the heart and experience, whereas indifference is dry, flat and heartless. This point is frequently misunderstood. However, being accepting of the full range of the heart doesn't mean always acting on whatever impulse comes up. Act only on the impulses of the heart that seem skillful and kind.
    To balance and perfect the Seven Factors of Enlightenment, you guessed it, is sufficient cause for awakening. Thus, checking in from time to time with this little list and seeing how you are doing and what might need some improvement is a good idea, and just having this list in the back of your mind somewhere can be helpful.
    It is important to note that only one factor, investigation of the Three Characteristics, separates training in concentration from training in fundamental insight. When purposefully training in concentration, we decide to be mindful of a limited and specific concentration object, such as the breath or even a rarified state of consciousness. We do not, however, investigate the individual sensations that make up that state, as it would break apart under that investigation and produce insights. If we are not looking for ultimate insights at that point in time, then we should avoid investigating that state. However, we do apply energy to stabilize our concentration, and this produces rapture, a characteristic of the early concentration states. We also cultivate concentration very strongly, obviously, and also tranquility and equanimity, which help us stabilize early states and attain to higher ones. Thus, six of the Seven Factors of Enlightenment are cultivated by training in concentration, and it is often recommended as a preliminary training before training in insight for this and other reasons.
    Training in morality also cultivates some of the Seven Factors of Enlightenment, though in a less formally meditative way. In order to work well in the ordinary world, it is very helpful to be mindful of what we are doing, saying and thinking and also what effects these produce in the world so that we can consciously work to craft the life we want to lead as best we can. It is helpful to exert energy as we craft our life for obvious reasons. We can also cultivate tranquility, the ability to not take life too seriously, to relax, finding that balance of focus and ease that makes for a good life. We can learn to concentrate on staying on track with our tasks, goals and aspirations, though in this case concentration is more like a form of discipline than the concentration of formal meditation, though discipline of action, speech and mind is vital for the other two trainings. Finally, we can learn that we cannot get rid of all of the bumps on our road, so having the shock absorbers of equanimity, the ability to stay spacious and accepting of what happens, is also very helpful for crafting a good and healthy life.
 
 
Tuesday, March 20, 2007
Mastering the Core Teachings of the Buddha,
an unusually hardcore dharma book, by Daniel M. Ingram, MD MSPH, Arahat